Mon - Fri: 8:30 - 5:30
Sherman Oaks
We are a law firm operating in California
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About the practice area

We handle public and private offerings of equity and debt securities of all kinds. The firm has been issuer's counsel for public and private offerings, including private (Regulation D) offerings, federal crowdfunding offerings, and California direct public offerings (DPOs). We have negotiated venture investments on behalf of both companies seeking investments and the venture funds themselves. We have special expertise and experience in supporting community-oriented or impact-minded enterprises seeking non-traditional capital and creative relationships with their investors. We have also served as special securities counsel on cooperative and alternative economy projects.

The firm's services include advising our clients with regard to:

  • Securities private placement and public offering structuring, advice, and documentation
  • Public disclosure issues
  • Matters of corporate governance and fiduciary duties
  • Compliance by public companies with SEC requirements, including Regulation A+
  • Compliance with the SEC and state Blue Sky law regulations
  • Compliance with Rule 144 under the Securities Act of 1933
  • Investment Advisor Act and Investment Company Act matters